Senior Distribution Business Compliance Officer (Insurance Industry, Risk Management, $6k) (ID: 711745)

Responsibilities

Drive and implement risk management and compliance strategies for financial advisors.

Review and update processes and guidelines concerning public prospecting and marketing/recruitment materials.

Communicate and promote awareness of compliance guidelines through various training and agency platforms.

Review and approve marketing collateral, group branding, and digital presence for agencies.

Ensure adherence to the marketing materials approval process as outlined in standard operating procedures (SOP).

Monitor social media content from financial representatives to identify instances of non-compliance.

Explore innovative tools and methods to improve compliance monitoring mechanisms.

Assess business and regulatory compliance alongside emerging threats to enhance organizational risk management practices.

Identify potential risks and share best practices for effective risk management.

Requirements

Diploma or Bachelor’s Degree.

Minimum of 1-2 years of experience in compliance or risk management in the financial services sector.

Familiarity with the insurance industry is advantageous.

Proactive self-starter with strong interpersonal skills to engage effectively with various stakeholders.

High level of integrity and accountability in work responsibilities, demonstrating a positive attitude towards teamwork.

Initiative-driven with adaptability to embrace changes and enhance existing processes.

Interested candidates who wish to apply for the advertised position, please click on “Apply”. We regret that only shortlisted candidates will be notified.

EA License No.: 01C4394 (PERSOL Singapore PTE LTD)

By sending us your personal data and curriculum vitae (CV), you are deemed to consent to PERSOL Singapore Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at You acknowledge that you have read, understood, and agree with the Privacy