Compliance Specialist ( Financial Advisory / Balance Scorecard experience)

Position: Compliance Executive

Working Location: Bras Basah

Working Hours:  8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)

Working Days: Monday - Friday

Salary Range: $4000 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.

As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

Support the Risk and Compliance department

Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.

Motivated to stay abreast of regulatory developments and take charge of

communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.

Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

Minimum 'A' level or Diploma with experience in the financial advisory industry.

Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry.

Familiar and skillful with the use of Microsoft software especially Excel.

🌸Whatsapp +65 8839 3566 (Angel)

LIEW ONN KEE REG NO: R22108518

THE SUPREME HR ADVISORY EA NO:14C7279