Investment Compliance (Contract) - Investment Management

Compliance monitoring and alert remediation

Partner investment teams to strengthen mandate governance controls

About Our Client

Our client is a leading investment management organisation with a strong presence across Asia, managing diversified investment portfolios on behalf of policyholders and institutional investors.

Job Description

Review and investigate compliance alerts generated following a recent compliance system migration.

Analyse false positive alerts and identify root causes impacting compliance monitoring effectiveness.

Validate that investment mandates, regulatory requirements, and governing documents are accurately reflected within the compliance platform.

Support pre-trade and post-trade compliance monitoring activities across investment portfolios.

Partner with investment, compliance, operations, and technology teams to resolve compliance monitoring issues.

Liaise with external vendors and internal stakeholders to enhance compliance controls and processes.

Conduct reviews and reconciliations of compliance rules against changing regulatory, mandate, and internal policy requirements.

The Successful Applicant

Degree in relevant field

Experience within Investment Compliance with understanding of investment mandates, regulatory requirements, and portfolio compliance monitoring.

Hands-on experience with Aladdin Compliance System

What's on Offer

This opportunity offers exposure to a highly regarded investment management environment supporting large institutional and insurance portfolios across the region. The successful candidate will work alongside experienced investment, risk, and compliance professionals while contributing to a high-profile post-migration initiative.

Contact

Ginny Teo (Lic No: R22104515/ EA no: 18C9065)

Quote job ref

JN-092026-7098011

Phone number

+65 6541 9926

Michael Page (Personnel) Pte Ltd | Registration No.201736642C